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Recital 138

Recital 138

(138) 當監管機關意圖使某措施產生法律效果,於適用該機制為強制 之情形,是否適用該機制應為該措施是否合法之條件之一。在其他跨 境相關之案件中,領導監管機關與相關監管機關間之協作機制應予適 用,且該等監管機關間之雙方或多方互助及共同合作在未啟動一致性 機制之情況下亦可能被實行。

(138) The application of such mechanism should be a condition for the lawfulness of a measure intended to produce legal effects by a supervisory authority in those cases where its application is mandatory.

In other cases of cross-border relevance, the cooperation mechanism between the lead supervisory authority and supervisory authorities concerned should be applied and mutual assistance and joint operations might be carried out between the supervisory authorities concerned on a bilateral or multilateral basis without triggering the consistency mechanism.