Article 15 📖 GDPR. Right of access by the data subject

Article 15 GDPR. Right of access by the data subject

1. The data subject shall have the right to obtain from the controller confirmation as to whether or not personal data concerning him or her are being processed, and, where that is the case, access to the personal data and the following information:

Explanation

Author

Siarhei Varankevich CIPP/E, CIPM, MBA, FIP

Co-Founder & CEO of Data Privacy Office LLC. Data Protection Trainer and Principal Consultant

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(a) the purposes of the processing;

(b) the categories of personal data concerned;

(c) the recipients or categories of recipient to whom the personal data have been or will be disclosed, in particular recipients in third countries or international organisations;

(d) where possible, the envisaged period for which the personal data will be stored, or, if not possible, the criteria used to determine that period;

(e) the existence of the right to request from the controller rectification or erasure of personal data or restriction of processing of personal data concerning the data subject or to object to such processing;

(f) the right to lodge a complaint with a supervisory authority;

(g) where the personal data are not collected from the data subject, any available information as to their source;

(h) the existence of automated decision-making, including profiling, referred to in Article 22(1) and (4) and, at least in those cases, meaningful information about the logic involved, as well as the significance and the envisaged consequences of such processing for the data subject.

Article 22 GDPR. Automated individual decision-making, including profiling

1. The data subject shall have the right not to be subject to a decision based solely on automated processing, including profiling, which produces legal effects concerning him or her or similarly significantly affects him or her.

[…]

Article 4 GDPR. Definitions

For the purposes of this Regulation:

[…]

(4) ‘profiling’ means any form of automated processing of personal data consisting of the use of personal data to evaluate certain personal aspects relating to a natural person, in particular to analyse or predict aspects concerning that natural person’s performance at work, economic situation, health, personal preferences, interests, reliability, behaviour, location or movements;

[…]

2. Where personal data are transferred to a third country or to an international organisation, the data subject shall have the right to be informed of the appropriate safeguards pursuant to Article 46 relating to the transfer.

ISO 27701 Related

ISO 27701

ISO/IEC 27701, adopted in 2019, added additional ISO/IEC 27002 guidance for PII controllers.

Here is the relevant paragraphs to article 15(2) GDPR:

7.3.2 Determining information for PII principals

Control

The organization should determine and document the information to be provided to PII principals regarding the processing of their PII and the timing of such a provision.

Implementation guidance

The organization should determine the legal, regulatory and/or business requirements for when information is to be provided to the PII principal (e.g. prior to processing, within a certain time from when it is requested, etc.) and for the type of information to be provided.

Depending on the requirements, the information can take the form of a notice. Examples of types of information that can be provided to PII principals are:

— information about the purpose of the processing;

— contact details for the PII controller or its representative;

— information about the lawful basis for the processing;

— information on where the PII was obtained, if not obtained directly from the PII principal;

— information about whether the provision of PII is a statutory or contractual requirement, and where
appropriate, the possible consequences of failure to provide PII;

— information on obligations to PII principals, as determined in 7.3.1, and how PII principals can benefit from them, especially regarding accessing, amending, correcting, requesting erasure, receiving a copy of their PII and objecting to the processing;

— information on how the PII principal can withdraw consent;

— information about transfers of PII;

— information about recipients or categories of recipients of PII;

— information about the period for which the PII will be retained;

— information about the use of automated decision making based on the automated processing of PII;

— information about the right to lodge a complaint and how to lodge such a complaint;

— information regarding the frequency with which information is provided (e.g. “just in time” notification, organization defined frequency, etc.).

The organization should provide updated information if the purposes for the processing of PII are changed or extended.

7.5.1 Identify basis for PII transfer between jurisdictions

Control

The organization should identify and document the relevant basis for transfers of PII between jurisdictions.

Implementation guidance

PII transfer can be subject to legislation and/or regulation depending on the jurisdiction or international organization to which data is to be transferred (and from where it originates). The organization should document compliance to such requirements as the basis for transfer.

Some jurisdictions can require that information transfer agreements be reviewed by a designated supervisory authority. Organizations operating in such jurisdictions should be aware of any such requirements.

NOTE Where transfers take place within a specific jurisdiction, the applicable legislation and/or regulation are the same for the sender and recipient.

7.5.2 Countries and international organizations to which PII can be transferred

Control

The organization should specify and document the countries and international organizations to which PII can possibly be transferred.

Implementation guidance

The identities of the countries and international organizations to which PII can possibly be transferred in normal operations should be made available to customers. The identities of the countries arising from the use of subcontracted PII processing should be included. The countries included should be considered in relation to 7.5.1.

Outside of normal operations, there can be cases of transfer made at the request of a law enforcement authority, for which the identity of the countries cannot be specified in advance, or is prohibited by applicable jurisdictions to preserve the confidentiality of a law enforcement investigation (see 7.5.1, 8.5.4 and 8.5.5).

Article 46 GDPR. Transfers subject to appropriate safeguards

3. The controller shall provide a copy of the personal data undergoing processing. For any further copies requested by the data subject, the controller may charge a reasonable fee based on administrative costs. Where the data subject makes the request by electronic means, and unless otherwise requested by the data subject, the information shall be provided in a commonly used electronic form.

ISO 27701

ISO/IEC 27701, adopted in 2019, added additional ISO/IEC 27002 guidance for PII processors.

Here is the relevant paragraph to article 15(3) GDPR:

8.3.1 Obligations to PII principals

Control

The organization should provide the customer with the means to comply with its obligations related to PII principals.

Implementation guidance

A PII controller’s obligations can be defined by legislation, by regulation and/or by contract. These obligations can include matters where the customer uses the services of the organization for implementation of these obligations. For example, this can include the correction or deletion of PII in a timely fashion.
Where a customer depends on the organization for information or technical measures to facilitate meeting the obligations to PII principals, the relevant information or technical measures should be specified in a contract.

4. The right to obtain a copy referred to in paragraph 3 shall not adversely affect the rights and freedoms of others.

General Data Protection Regulation (EU GDPR)

The latest consolidated version of the Regulation with corrections by Corrigendum, OJ L 127, 23.5.2018, p. 2 ((EU) 2016/679). Source: EUR-lex.

Explanation ISO 27701 Recitals Guidelines & Case Law Leave a comment

Explanation

Data Subject Request Letter Sample

Concern: Request to access my personal data

Dear Madam, Dear Sir,

I would like to know if you have any data concerning me, processed manually or by automated means, whether stored in digital databases or paper files…

[…]

ISO 27701

ISO/IEC 27701, adopted in 2019, added additional ISO/IEC 27002 guidance for PII controllers.

Here is the relevant paragraphs to article 15 GDPR:

7.3.2 Determining information for PII principals

Control

The organization should determine and document the information to be provided to PII principals regarding the processing of their PII and the timing of such a provision.

Implementation guidance

Depending on the requirements, the information can take the form of a notice. Examples of types of information that can be provided to PII principals are:

— information about the purpose of the processing;

— contact details for the PII controller or its representative;

— information about the lawful basis for the processing;

— information on where the PII was obtained, if not obtained directly from the PII principal;

— information about whether the provision of PII is a statutory or contractual requirement, and where
appropriate, the possible consequences of failure to provide PII;

— information on how the PII principal can withdraw consent;

— information about transfers of PII;

— information about recipients or categories of recipients of PII;

— information about the period for which the PII will be retained;

— information about the use of automated decision making based on the automated processing of PII;

— information about the right to lodge a complaint and how to lodge such a complaint;

— information regarding the frequency with which information is provided (e.g. “just in time” notification, organization defined frequency, etc.).

The organization should provide updated information if the purposes for the processing of PII are changed or extended.

7.3.8 Providing copy of PII processed

Control

The organization should be able to provide a copy of the PII that is processed when requested by the PII principal.

Implementation guidance

The organization should provide a copy of the PII that is processed in a structured, commonly used, format accessible by the PII principal.

Some jurisdictions define cases where the organization should provide a copy of the PII processed in a format allowing portability to the PII principals or to recipient PII controllers (typically structured, commonly used and machine readable).

The organization should ensure that any copies of PII provided to a PII principal relate specifically to that PII principal.

Where the requested PII has already been deleted subject to the retention and disposal policy (as described in 7.4.7), the PII controller should inform the PII principal that the requested PII has been deleted.

In cases where the organization is no longer able to identify the PII principal (e.g. as a result of a de- identification process), the organization should not seek to (re-)identify the PII principals for the sole reason of implementing this control. However, in some jurisdictions, legitimate requests can require that additional information should be requested from the PII principal to enable re-identification and subsequent disclosure.

Where technically feasible, it should be possible to transfer a copy of the PII from one organization directly to another organization, at the request of the PII principal.

7.3.9 Handling requests

Control

The organization should define and document policies and procedures for handling and responding to legitimate requests from PII principals.

Implementation guidance

Legitimate requests can include requests for a copy of PII processed, or requests to lodge a complaint.

Some jurisdictions allow the organization to charge a fee in certain cases (e.g. excessive or repetitive requests).

Requests should be handled within the appropriate defined response times.

Some jurisdictions define response times, depending on the complexity and number of the requests, as well as requirements to inform PII principals of any delay. The appropriate response times should be defined in the privacy policy.

Recitals

(63) A data subject should have the right of access to personal data which have been collected concerning him or her, and to exercise that right easily and at reasonable intervals, in order to be aware of, and verify, the lawfulness of the processing. This includes the right for data subjects to have access to data concerning their health, for example the data in their medical records containing information such as diagnoses, examination results, assessments by treating physicians and any treatment or interventions provided. Every data subject should therefore have the right to know and obtain communication in particular with regard to the purposes for which the personal data are processed, where possible the period for which the personal data are processed, the recipients of the personal data, the logic involved in any automatic personal data processing and, at least when based on profiling, the consequences of such processing. Where possible, the controller should be able to provide remote access to a secure system which would provide the data subject with direct access to his or her personal data. That right should not adversely affect the rights or freedoms of others, including trade secrets or intellectual property and in particular the copyright protecting the software. However, the result of those considerations should not be a refusal to provide all information to the data subject. Where the controller processes a large quantity of information concerning the data subject, the controller should be able to request that, before the information is delivered, the data subject specify the information or processing activities to which the request relates.

(64) The controller should use all reasonable measures to verify the identity of a data subject who requests access, in particular in the context of online services and online identifiers. A controller should not retain personal data for the sole purpose of being able to react to potential requests.

Guidelines & Case Law

Guidelines

Information Commissioner’s Office, Right of Access (2020).

EDPB, Guidelines 8/2020 on the targeting of social media users (2020).

EDPB, Guidelines 3/2019 on Processing of Personal Data through Video Devices (2020).

Case Law

CJEU, College van burgemeester en wethouders van Rotterdam/Rijkeboer, C-553/07 (2009).

CJEU, Nowak/Data Protection Commissioner, C-434/16 (2017).